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Do you own an RIA firm?

Build a bridge to your clients' future (and your own!)

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RIA Transition Solutions

In addition to wealth management for individuals, Halpern Financial provides business transition solutions for RIA firms. RIAs often share some of the same challenges as their clients: 

  1. How do I continue to grow in an increasingly difficult market environment?
  2. What is the best way to maximize the value of the asset I have worked hard to build—my business?
  3. How should I prepare for a transition to retirement or other ventures?

Halpern Financial has developed a platform to help RIAs meet these challenges. We offer the capacity to scale, tuck-in, or transition your business in a way that no roll-up firm can, without compromising the fee-only, independent structure you have worked hard to establish.

We work exclusively with small- to mid-size advisory firms that uphold a strict fiduciary standard. Our typical clients want  to protect what they have built and/or monetize the value they have built in their business, including succession planning, increasing growth capacity, and providing security for their heirs. 

Cost Savings and Efficiencies

  • Proprietary programs to expedite business operations 
  • In-house compliance
  • Dedicated team with the capacity to meet your growth needs
  • In-house marketing and PR support

Technology & Enhanced Client Offering

  • Goal-based and cash-flow-based financial planning software
  • Client relationship management software with automated workflows
  • Cloud-based work portal
  • Open-architecture investment platform
  • Institutional access
  • "Audience of one"

Transition Services

  • Succession planning for advisors approaching retirement
  • Growth capacity for advisors struggling amid high costs and increased regulations
  • Ability to continue working in retirement via "of counsel" relationship
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