facebook twitter instagram linkedin google youtube vimeo tumblr yelp rss email podcast phone blog external search brokercheck brokercheck

Do you own an RIA firm?

Build a bridge to your clients' future (and your own!)

Watch Presentation

RIA Transition Solutions

In addition to wealth management for individuals, Halpern Financial provides business transition solutions for RIA firms. RIAs often share some of the same challenges as their clients: 

  1. How do I continue to grow in an increasingly difficult market environment?
  2. What is the best way to maximize the value of the asset I have worked hard to build—my business?
  3. How should I prepare for a transition to retirement or other ventures?

Halpern Financial has developed a platform to help RIAs meet these challenges. We offer the capacity to scale, tuck-in, or transition your business in a way that no roll-up firm can, without compromising the fee-only, independent structure you have worked hard to establish.

We work exclusively with small- to mid-size advisory firms that uphold a strict fiduciary standard. Our typical clients want  to protect what they have built and/or monetize the value they have built in their business, including succession planning, increasing growth capacity, and providing security for their heirs. 


Cost Savings and Efficiencies

  • Proprietary programs to expedite business operations 
  • In-house compliance
  • Dedicated team with the capacity to meet your growth needs
  • In-house marketing and PR support

Technology & Enhanced Client Offering

  • Goal-based and cash-flow-based financial planning software
  • Client relationship management software with automated workflows
  • Cloud-based work portal
  • Open-architecture investment platform
  • Institutional access
  • "Audience of one"

Transition Services

  • Succession planning for advisors approaching retirement
  • Growth capacity for advisors struggling amid high costs and increased regulations
  • Ability to continue working in retirement via "of counsel" relationship
Private Client Login     Bridge: Financial Dashboard     Disclosures